Financial planning documents checklist.

Please upload copies of the below documents to our shared folder in Sharefile here.

General info.

  • Full names and dates of birth for you, your spouse and your children
  • Occupation of both you and your spouse
  • Home address


  • Tax returns for last year.
  • Two recent pay stubs.
  • Recent 401(k) statement (or direct connection via Right Capital) and mutual fund lineup.
  • Employee benefits, including any deferred compensation and stock option agreements.
  • Most recent social security statement (You can create a profile here).
  • Estimates for any other income-producing activities in retirement.


  • Personal assets:  primary residence, real estate, automobiles, boats
  • Investment statements or direct connection via Right Capital.
  • Education savings account information or direct connection via Right Capital.
  • Current spending (or budget).


  • Mortgage (direct connection via Right Capital).
  • Other debt; credit cards, car loans, student loans, etc. (direct connection via Right Capital).

Please provide the details for all liabilities (e.g. mortgage, auto loans, credit cards, personal loans etc.) including:

  • Lender
  • Origination date
  • Initial loan amount (or credit limit)
  • Interest rate
  • Monthly payment amount
  • Term of loan (in months or years)


  • Life insurance policies and statements.
  • Medical, homeowners and auto insurance policies and statements.
  • Disability, umbrella, and long term care insurance policies.
  • Annuity policies and statements.

Estate planning.

  • Current will, living will, durable powers of attorney and health care powers.
  • Living trusts.